Paul S. Mazziotti, AIF®
Private Wealth Financial Advisor and Managing Director- Investments
Recognized financial advisers who specialize in serving defined contribution (DC) retirement plans:
Annual listings of the nation’s top 1200 advisors for 2020, 2019, 2018, 2017 & 2015 and top 1000 advisors for 2013 and 2012 by Barron’s, a financial weekly newspaper published by Dow Jones & Company since 1921:
1The Forbes Best-In-State Wealth Advisors ranking algorithm is based on industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC, which does not receive compensation from the advisors or their firms in exchange for placement on a ranking. Investment performance is not a criterion.
2The Financial Times 401 rankings are based on data provided by financial advisors and financial services firms. The applicants were then graded on seven criteria: DC assets under management (AUM); DC AUM growth rate; specialization in DC plans; years of experience; advanced industry credentials; compliance record and DC plan participation rate. Investment performance is not an explicit component.
3The Barron’s rankings are based on data provided by thousands of advisors. Factors included in the rankings were assets under management, revenue produced for the firm, regulatory record, and client retention.